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  • Jennifer Korb Named FINRA Arbitrator

    Prince, Yeates & Geldzahler attorney Jennifer R. Korb has been named an arbitrator for the Financial Industry Regulatory Authority (FINRA), which is the largest independent regulator for all securities firms doing business in the United States.

    FINRA oversees roughly 4,700 brokerage firms, 167,000 branch offices and 635,000 registered securities representatives. Created in 2007, FINRA is dedicated to investor protection and market integrity through effective and efficient regulation and complementary compliance and technology-based services.

    Before joining Prince Yeates in 2009, Ms. Korb practiced for five years as a Securities Analyst for the Utah Department of Commerce, Division of Securities, where she investigated and prosecuted suspected violations of Utah securities laws. While at the Division of Securities, she served as a Special Assistant United States Attorney for the District of Utah, lending her expertise in the area of securities to several federal prosecutions.

    Ms. Korb has been a member of the Securities Section of the Utah State Bar since 2004 and is currently serving as the Chair of its Mentoring Committee.

    Prince Yeates was established in 1971 and serves a wide spectrum of clients, including large financial institutions, local governments, major corporations, small and mid-sized businesses, developers, and individuals planning their estates.

    Posted on: 08-05-2010

     

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